AI governance for investment managers
Guides, insights and news for the people who run AI programs at hedge funds, private equity firms and asset managers.
Answering the AI section of an LP DDQ
Allocators now ask about AI in operational due diligence. The questions that come up most, what a strong answer looks like, and the evidence to have ready.
AI vendor due diligence: the questions a 2019 DDQ doesn't ask
Standard vendor questionnaires weren't written for AI. The questions investment firms should add on training, retention, sub-processors, embedded features and change monitoring.
The SEC will ask about your AI policy. What examiners want to see
The SEC's FY2026 exam priorities put AI supervision on the checklist. What advisers should have ready beyond the policy itself: inventory, approvals, vendor files and accurate AI claims.
Silver Regulatory Associates launches an AI governance program for investment advisers with Clarier
Silver Regulatory Associates has launched an AI governance program for SEC-registered investment advisers and private fund managers, built on Clarier.
Your AI policy says one thing. Can you show what employees actually do?
Most investment firms now have an AI policy. Few can show it is followed. What it takes to turn a policy into evidence, using controls compliance teams already know.
Shadow AI detection tools: what to look for
Five categories of tools can detect shadow AI, and each one misses something. A buyer's guide for IT and compliance teams at investment firms.
What the first shadow AI Form 8-K means for investment managers
A regional bank filed the first SEC 8-K caused by an employee's unauthorized AI tool. What investment managers should take from it, and how to find shadow AI before it becomes an incident.