Topic
AI governance
Policies, approvals and oversight for AI at hedge funds, private equity firms and asset managers.
Insights
The SEC will ask about your AI policy. What examiners want to see
The SEC's FY2026 exam priorities put AI supervision on the checklist. What advisers should have ready beyond the policy itself: inventory, approvals, vendor files and accurate AI claims.
Insights
Your AI policy says one thing. Can you show what employees actually do?
Most investment firms now have an AI policy. Few can show it is followed. What it takes to turn a policy into evidence, using controls compliance teams already know.