Frameworks

Evidence for the frameworks your examiners and allocators use.

Clarier checks every AI tool and vendor in your firm against the standards your reviewers work from, and produces the report and evidence pack for each one.

Five frameworks, one evidence trail

NIST AI RMF

For

US regulators and diligence teams

Tools and vendors checked against the RMF's four functions.

Produces

Report template and evidence pack

ISO/IEC 42001

For

Firms aligning to a management-system standard

Monitored against the standard's requirement areas.

Produces

Report template and evidence pack

EU AI Act

For

Firms with EU operations, users or investors

Obligations tracked through the phase-in, with a classification for each tool.

Produces

Report template and evidence pack

SEC exam priorities

For

Registered advisers and broker-dealers

Mapped to the Division of Examinations' document requests.

Produces

Document-request response pack

AIMA DDQ

For

Private fund managers

Mapped theme by theme to the DDQ.

Produces

AIMA DDQ evidence pack

Clarier maps your program to these frameworks. Mappings are “aligned” and “mapped,” not certified.

How the evidence gets built

  1. 01

    Discover

    Clarier finds every AI tool and vendor in use from the IT systems you already run, and keeps the list current.

  2. 02

    Check

    Each tool is checked against the criteria of every framework you select.

  3. 03

    Export

    When a reviewer asks, you export the framework-specific report and evidence pack.

What a working AI program covers

Behind the framework mappings is Clarier’s own control framework: 31 controls in four pillars. Each pillar answers one question an examiner or allocator will ask.

Visibility

Can you see what AI is in use?

Clarier builds the inventory of tools, users and departments from your existing systems.

Policy

Do you have rules for how AI is used, and are they followed?

Every request is captured, reviewed and approved against your criteria, with a record of why.

Vendors

Is each AI vendor safe to use with your data?

Every vendor gets a trust report covering security, data retention, subprocessors and how the vendor itself uses AI.

Monitoring

Will you know when something changes?

You're alerted when a vendor's terms, a tool's settings or the tools in use change.

See where your program stands.

The assessment scores your program across all 31 controls and shows what the next level requires.

Take the assessment
Frameworks

See a framework-mapped evidence pack on a tool you already use.