Summary: Silver Regulatory Associates, a compliance consulting firm for SEC-registered investment advisers and private fund managers, has launched an AI governance program for its clients, built on Clarier. Silver designs the program and makes the regulatory judgments. Clarier supplies the inventory, approvals and evidence underneath it.
The program
Most advisers now have an AI policy. Few can show what tools are in use, who approved them, or what was reviewed. Silver's program pairs its regulatory advisory work with Clarier as the system that keeps those records.
Advisers in the program get:
- A live AI inventory. AI tools and AI-enabled vendors across the firm, discovered continuously rather than surveyed once a year.
- Working approvals. Requests routed against Silver's policy criteria, with vendor diligence attached to each decision.
- Audit-ready evidence. An exportable record of requests, reviews and approvals for exams, DDQs and board reporting.
- Ongoing oversight. Changes in the AI estate surfaced and routed for a new decision between engagements.
Why now
AI questions now arrive through every channel an adviser answers: SEC examinations, allocator questionnaires, insurer renewals and board packets. Each asks for an inventory, approvals, vendor diligence and a record showing the program ran. Advisers working with Silver can answer from one system, with the evidence attached.
Read the full release on EIN Presswire, or see how Clarier works with compliance advisors.
